Account Documents

Account DocumentsGuardian Trading2022-01-31T10:37:22+00:00

W-9

Request for Taxpayer
Identification Number and Certification.

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W-8BEN

Certificate of Foreign Status of Beneficial Owner for
United States Tax Withholding and Reporting (Individuals).

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W8-BEN-E

Certificate of Status of Beneficial Owner for United
States Tax Withholding and Reporting (Entities).

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Beneficial Ownership Certification of LLC

Use this form to verify and record information about
the beneficial owners of legal entity customers.

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W-8IMY

Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S.
Branches for United States Tax Withholding and Reporting.

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Guardian Trading ~ A Division of Velocity
Clearing, LLC (“Velocity”). Member FINRA/ SIPC.

All securities and transactions are handled through Velocity.

DISCLOSURES:

For All Customer Service, Please call: 844-963-1512 During Market Hours or email info@guardiantrading.com.

Velocity Clearing, LLC (”Velocity”) conducts business under the name Guardian Trading. Velocity is a member of FINRA and SIPC.

Check the background of Velocity Clearing, LLC on FINRA’s broker check.

Address:

1301 ROUTE 36
SUITE 109
HAZLET, NJ 07730

Please log into your account regularly and report any inaccuracies or discrepancies. Inquiries, concerns, questions or complaints should be communicated to the above email, telephone, or mailing address with Attn: Compliance. Oral communications should be re-confirmed in writing to protect your rights or via email. Nothing in this website should be considered an offer or solicitation in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the local laws and regulations of that jurisdiction.

All investing involves risk, including loss of principal invested. Past performance of a security or strategy does not guarantee future results or success.

No information provided by Velocity Clearing, LLC (“Velocity” or the “Firm”), directly or indirectly, should be considered a recommendation or solicitation to adopt any particular trading or investment strategy, or to invest in, or liquidate, a particular security or type of security. Information provided by Velocity on its Twitter, Facebook or Blog pages is for informational and educational purposes only and is not intended as a recommendation of any particular security, transaction or strategy. Commentary and opinions expressed are those of the author/speaker and not necessarily those of the Firm. Velocity does not guarantee the accuracy of, or endorse, the statements of any third party, including guest speakers or authors of commentary or news articles. All information regarding the likelihood of potential future investment outcomes are hypothetical. Future results are never guaranteed. Any examples that discuss potential trading profits or losses may not take into account trading commissions or fees, which mean that potential profits could be lower and potential losses could be greater than illustrated in any example.

Day Trading Can Be Extremely Risky. Day trading is subject to significant risks and is not suitable for all investors. Any active trading strategy will result in higher trading costs than a strategy that involves fewer transactions. Please see the Day Trading Risk Disclosure Statement.

Customers who want to use their accounts for day trading must obtain the broker-dealer’s prior approval. Customers must also be aware of, and prepared to comply with, the margin rules applicable to day trading. There are special risks involved with trading on margin. Please see the Margin Risk Disclosure.

From time to time, Velocity presents webinars, which may be accessed via links on this site and through other content providers, in order to offer an opportunity to hear from a professional day trader. The speakers are not employed by, registered with, or associated with Velocity. The information and opinions expressed in any webinar are those of the speaker/presenter and not necessarily those of the Firm. Velocity does not warrant or guarantee the accuracy of the information provided in any webinar presentation.

Speakers may state opinions or may make statements concerning their own investing experience. Their opinions or experiences may not be representative of the opinions or experiences of other traders. No statement in any webinar should be considered as a prediction, promise or guarantee of future performance or success. Some of the speakers are employed by or affiliated with companies that provide marketing services for Velocity, which means that those speakers are directly or indirectly compensated for marketing the Firm’s services. They are not separately compensated for appearing in any webinar or for the content of their remarks in any webinar. Velocity does not recommend any specific investment or strategy, including a day trading strategy. Customers are solely responsible for determining whether any particular transaction, security or strategy is suitable for them.

Testimonials on this website may not be representative of the experience of other customers. No testimonial should be considered as a guarantee of future performance or success.

Users are solely responsible for making their own, independent decisions about whether to use any of the research, tools or information provided, and for determining their own trading and investment strategies.

Velocity provides information about, or links to websites of, third party providers of research, tools and information that may be of interest or use to the reader. These service providers are not affiliated with Velocity, which makes no warranty with respect to the contents, accuracy, timeliness, suitability or reliability of any information displayed or provided by any third party, and makes no assurances with respect to the results to be obtained from their use.

Velocity receives compensation from some of these third parties for placement of hyperlinks, and/or in connection with customers’ use of the third party’s services. Velocity does not supervise the third parties, and does not prepare, verify or endorse the information or services they provide. Velocity is not responsible for the products, services and policies of any third party.

Market volatility, volume and system availability may delay account access, market data, and trade executions.

Please see the further, important disclosures about the risks and costs of trading, and client responsibilities for maintenance of an account through our firm, available on this website.

Velocity Clearing, LLC’s financial statement is available free of charge upon request.

Please send all requests to info@velocityclearingllc.com

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Account Documents

W-9

W-8BEN

W8-BEN-E

Beneficial Ownership Certification of LLC

W-8IMY

Guardian Trading ~ A Division of Velocity Clearing, LLC (“Velocity”). Member FINRA/ SIPC.

All securities and transactions are handled through Velocity.

DISCLOSURES:

Guardian Trading ~ A Division of Velocity
Clearing, LLC (“Velocity”). Member FINRA/ SIPC.