DAS LEVEL 1 — ACTIVE
WAIVED WITH GENERATION OF $199 IN COMMISSIONS PER MONTH
SOFTWARE PACKAGE (ALL IN) ** $60.00
Add ons:
PINK SHEET LEVEL 1 — $15.00
NEWS — $20.00
NEWSBODY — $30.00
*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, AND NYSE TAPE B
*ADD ON DATA FEE AS A DIRECT PASS-THROUGH, WAIVER FEE NOT ELIGIBLE
DAS LEVEL 2 — GUARDIAN TRADER
GUARDIAN TRADER SOFTWARE PACKAGE (ALL IN) WAIVED WITH GENERATION OF $599 IN COMMISSIONS PER MONTH
SOFTWARE PACKAGE (ALL IN) ** $150.00
$100 IN ADDITIONAL ADD ON’S WAIVED **
PINK SHEET LEVEL 1 — $15.00
PINK SHEET LEVEL 2 — $50.00
NYSE ARCA BOOK — $15.00
NASDAQ TOTAL VIEW — $20.00
OPTIONS LEVEL 2 — $50.00
NEWS — $20.00
NEWSBODY — $30.00
TSX LEVEL — $60.00
API — $100.00
REPLAY L1 — $25.00
TRADE SIGNAL — $35.00
FUNDAMENTALS — $15.00
IEX BOOK — $15.00
*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, NASDAQ TAPE B, AND NASDAQ REGIONAL QUOTES
*ADD ON DATA FEE IS A DIRECT PASS-THROUGH, FEE WAIVER NOT ELIGIBLE
DAS LEVEL 2 — GUARDIAN PROFESSIONAL TRADER
GUARDIAN PRO SOFTWARE PACKAGE (ALL IN) WAIVED WITH GENERATION OF $899 IN COMMISSIONS PER MONTH
SOFTWARE PACKAGE (ALL IN) ** $200.00
ADDITIONAL ADD ON’S WAIVED **
PINK SHEET LEVEL 1 — $30.00
PINK SHEET LEVEL 2 — $75.00
NYSE ARCA BOOK — $60.00
NASDAQ TOTAL VIEW — $100.00
OPTIONS LEVEL 2 — $75.00
NEWS — $20.00
NEWSBODY — $30.00
*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, NASDAQ TAPE B, AND NASDAQ REGIONAL QUOTES
** DATA FEES ARE WAIVED WITH GENERATION OF $899 IN COMMISSIONS PER MONTH
STERLING TRADER — GUARDIAN TRADING
GUARDIAN TRADING SOFTWARE PACKAGE WAIVED WITH GENERATION OF $799 IN COMMISSIONS PER MONTH
SOFTWARE PACKAGE ** $275
INCLUDES NASDAQ TOTAL VIEW
THE FOLLOWING IS A LIST OF DATA FEES THAT ARE PASS THROUGH TO CLIENTS
PINK SHEET LEVEL 2 — $79.00
NYSE LEVEL 1 — $2.00
AMEX LEVEL 1 — $2.00
NASDAQ LEVEL 1 — $26.00
NYSE ARCA BOOK OTC — $2.00
CBOE MDX INDICES — $4.25
DOW JONES INDICES — $26.00
BATS BOOK — $44.00
DIRECT EDGE A — $12.00
DIRECT EDGE X — $44.00
OPTIONS LEVEL 2 — $100.00
*ADD ON DATA FEE IS A DIRECT PASS-THROUGH CHARGE, FEE WAIVER NOT ELIGIBLE
INSTITUTIONAL/PROFESSIONAL SUBSCRIBER RATE
NO SOFTWARE PACKAGE AND ALL DATA IS PASS THROUGH TO CLIENT
SOFTWARE ONLY $125.00
DATA FEES
PINK SHEET LEVEL 1– $30.00
PINK SHEET LEVEL 2 — $75.00
NYSE ARCA BOOK — $60.00
REGIONAL — $50.00
NASDAQ TOTALVIEW — $100.00
OPTIONS LEVEL 2– $75.00
NEWS — $20.00
NEWSBODY — $30.00
AMEX LEVEL 1– $32.50
NASDAQ LEVEL 1 — $50.00
ACCOUNT RELATED FEES
Incoming ACAT Transfer (Full / Partial) — Free
Outgoing ACAT Transfer (Full / Partial) — $75.00
DTC Transfer In/Out (Per Security) — Free/$50.00
DWAC Transfer In (Per Security) — $150.00
DWAC Rejection Fee — $125.00
Out going Wire (Domestic) — $25.00
Out going Wire (Foreign ) — $50.00
IRA Annual Fee — $25.00
IRA ACAT Out Fee– $75.00
IRA Termination Fee– $75.00
Corporate Actions Voluntary– $65.00
Corporate Action Mandatory– $40.00