Tiered Per Share Commissions

Monthly Share Volume (MSV) — Commissions Per Share

<250k (MSV) — $0.0029
+ Routing and Regulatory Fees

250k to 500k (MSV) — $0.0025
+ Routing and Regulatory Fees

500k to 1mm (MSV) — $0.002
+ Routing and Regulatory Fees

1mm to 5mm (MSV) — $0.0015
+ Routing and Regulatory Fees

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Tiered Per Trade Commissions

Monthly Share Volume (MSV) — Commissions Per Trade

$4.95 Per Trade <300k (MSV) —
5,000 share max per order

$3.95 Per Trade 300k to 1.5mm (MSV) —
5,000 share max per order/p>

$2.95 Per Trade 1.5mm and up (MSV) —
5,000 share max per order

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Regulatory Fees

Certain regulators impose transaction fees to cover their costs of regulating the brokerage industry. The fees are passed through to customers as part of normal transaction processing.

NSCC = $0.00004/share

SEC = $0.0000184 x Principal (Sell)

TAF = $0.000119/ share $5.95 max (Sell)

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Routing

See our Routing Fees here.

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DAS Level 1 Active
Web Software User Pricing

— Waived with Monthly Share Volume of 150,000 shares.

Software Package – $25.00

Add ons:

Market Indices — $3.00

NASDAQ Level 1 — $1.50

NYSE Tape A — $3.00

AMEX Tape B — $3.00

Pink Sheet (Level 1) — $15.00

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DAS Level 2 Guardian Pro Software User Pricing

— Waived with Monthly Share Volume of 350,000 shares.

Software Package – $115.00

Add ons:

Market Indices — $3.00

NASDAQ Level 1 — $1.50

NYSE Tape A — $3.00

Pink Sheet (Level 1) — $15.00

NASDAQ TotalView

NASDAQ Regional Quotes (L2) — $15.00

Pink Sheet (L2) — $50.00

NYSE Arca Book

Fundamental Data (FLOAT)

Trade Signal Scan

NASDAQ Net Imbalance

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