TIERED PER SHARE COMMISIONS

Monthly Share Volume (MSV) — Commissions Per Share

0-500k (MSV) — $0.0029
+ Routing and Regulatory Fees

500k to 1.5MM (MSV) — $0.0025
+ Routing and Regulatory Fees

1.5MM to 4MM (MSV) — $0.002
+ Routing and Regulatory Fees

Please call 888-502-0092 for pricing above 4MM.

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TIERED PER TRADE COMMISSIONS

Monthly Share Volume (MSV) — Commissions Per Trade

$4.95 Per Trade <300k (MSV) —
5,000 share max per order

$3.95 Per Trade 300k to 1.5mm (MSV) —
5,000 share max per order

$2.95 Per Trade 1.5mm and up (MSV) —
5,000 share max per order

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REGULATORY FEES

Certain regulators impose transaction fees to cover their costs of regulating the brokerage industry. The fees are passed through to customers as part of normal transaction processing.

NSCC = $0.00004/share

SEC = $0.0000184 x Principal (Sell)

TAF = $0.000119/ share $5.95 max (Sell)

ROUTING

See our Routing Fees here.

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DAS LEVEL 1 — ACTIVE

WAIVED WITH GENERATION OF $199 IN COMMISSIONS PER MONTH

SOFTWARE PACKAGE (ALL IN) **  $60.00

Add ons:

PINK SHEET LEVEL 1 — $15.00

NEWS — $20.00

NEWSBODY — $30.00

*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, AND NYSE TAPE B

*ADD ON DATA FEE AS A DIRECT PASS-THROUGH, WAIVER FEE NOT ELIGIBLE

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DAS LEVEL 2 — GUARDIAN TRADER

GUARDIAN TRADER SOFTWARE PACKAGE (ALL IN) WAIVED WITH GENERATION OF $599 IN COMMISSIONS PER MONTH

SOFTWARE PACKAGE (ALL IN) ** $150.00

$100 IN ADDITIONAL ADD ON’S WAIVED **

PINK SHEET LEVEL 1 — $15.00

PINK SHEET LEVEL 2 — $50.00

NYSE ARCA BOOK — $15.00

NASDAQ TOTAL VIEW  — $20.00

OPTIONS LEVEL 2 — $50.00

NEWS — $20.00

NEWSBODY — $30.00

*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, NASDAQ TAPE B, AND NASDAQ REGIONAL QUOTES

*ADD ON DATA FEE IS A DIRECT PASS-THROUGH, FEE WAIVER NOT ELIGIBLE

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DAS LEVEL 2 — GUARDIAN PROFESSIONAL TRADER

GUARDIAN PRO SOFTWARE PACKAGE (ALL IN) WAIVED WITH GENERATION OF $899 IN COMMISSIONS PER MONTH

SOFTWARE PACKAGE (ALL IN) ** $200.00

ADDITIONAL ADD ON’S WAIVED **

PINK SHEET LEVEL 1 — $30.00

PINK SHEET LEVEL 2 — $75.00

NYSE ARCA BOOK — $60.00

NASDAQ TOTAL VIEW  — $100.00

OPTIONS LEVEL 2 — $75.00

NEWS — $20.00

NEWSBODY — $30.00

*ALL IN INCLUDES MARKET INDICES, NASDAQ LEVEL 1, NYSE TAPE A, NASDAQ TAPE B, AND NASDAQ REGIONAL QUOTES

** DATA FEES ARE WAIVED WITH GENERATION OF $899 IN COMMISSIONS PER MONTH

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STERLING TRADER — GUARDIAN TRADING

GUARDIAN TRADING SOFTWARE PACKAGE WAIVED WITH GENERATION OF $799 IN COMMISSIONS PER MONTH

SOFTWARE PACKAGE ** $275
INCLUDES NASDAQ TOTAL VIEW

THE FOLLOWING IS A LIST OF DATA FEES THAT ARE PASS THROUGH TO CLIENTS

PINK SHEET LEVEL 2 — $79.00

NYSE LEVEL 1 — $2.00

AMEX LEVEL 1 — $2.00

NASDAQ LEVEL 1   — $26.00

NYSE ARCA BOOK OTC — $2.00

CBOE MDX INDICES — $4.25

DOW JONES INDICES — $26.00

BATS BOOK — $44.00

DIRECT EDGE A — $12.00

DIRECT EDGE X — $44.00

OPTIONS LEVEL 2 — $100.00

*ADD ON DATA FEE IS A DIRECT PASS-THROUGH CHARGE, FEE WAIVER NOT ELIGIBLE

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INSTITUTIONAL/PROFESSIONAL SUBSCRIBER RATE

NO SOFTWARE PACKAGE AND ALL DATA IS PASS THROUGH TO CLIENT

 SOFTWARE ONLY  $125.00

DATA FEES

PINK SHEET LEVEL 1– $30.00

PINK SHEET LEVEL 2 — $75.00

NYSE ARCA BOOK — $60.00 

REGIONAL  — $50.00

NASDAQ TOTALVIEW  — $100.00

OPTIONS LEVEL 2– $75.00

NEWS — $20.00

NEWSBODY  — $30.00 

AMEX LEVEL 1– $32.50

NASDAQ LEVEL 1 — $50.00

ACCOUNT RELATED FEES

Incoming ACAT Transfer (Full / Partial) — Free

Outgoing ACAT Transfer (Full / Partial) — $75.00

DTC Transfer In/Out (Per Security) — Free/$50.00

DWAC Transfer In (Per Security) — $150.00

DWAC Rejection Fee — $125.00

Out going Wire (Domestic) — $25.00 

Out going Wire (Foreign  ) — $50.00

IRA Annual Fee — $25.00

IRA ACAT Out Fee– $75.00

IRA Termination Fee– $75.00

Corporate Actions Voluntary– $65.00

Corporate Action Mandatory– $40.00